Chief Compliance Officer
Dennis joined Beirne in 2022 as Chief Compliance Officer. He brings a wealth of experience to the firm, having spent more than 30 years in the Financial Services Industry. His time before Beirne includes in part, having served with NYSE Member firm, Investec Ernst & Company, as well as a member of LPL’s Compliance Legal and Risk Group, one of the nation's leading independent broker-dealers. He’s also served as head of Compliance and Operations at a multiple of regional firms over the years, during that time was selected by RBC Capital Markets, to provide guidance to its initiative of mentorship and compliance support to its corresponding firm(s) throughout the Northeast region.
When Dennis isn’t busy running a tight Compliance ship at Beirne, he can be found running the kitchen in his Connecticut home, cooking up gourmet meals for his lovely wife and their ambitious and athletic teenage son.
His colleagues at Beirne appreciate his relentless dedication to his craft and his readiness to share an insightful and encouraging story throughout the day.